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VETERINARY SERVICES ACT (CAP. 437)Animal Health Requirements for Aquaculture Animals and Products thereof, and on the Prevention and Control of Certain Diseases in Aquatic Animals Rules, 2009
IN the exercise of the powers conferred by article 5(1) of the Veterinary Services Act, the Minister for Resources and Rural Affairs has made the following rules:-
CHAPTER ITitle, Scope and Definitions1. (1) These rules may be cited as the Animal Health Requirements for Aquaculture Animals and Products thereof, and on the Prevention and Control of certain Diseases in Aquatic Animals Rules, 2009.(2) The scope of these rules is to implement the rules contained in the European Union Council Directive 2006/88/EC of the 24th
October 2006 and in the European Union Commission Directive 2008/53/EC of the 30th April 2008, repealing and replacing the Measures
for the Control of Fish Diseases Rules, 2005 and the Bivalve Molluscs (Minimum Measures for the Control of Diseases) Rules, 2005
which implement the rules contained in European Union Council Directive 93/53/EEC introducing minimum Community measures for the
control of certain fish diseases and the rules contained in European Union Council Directive 95/70/EEC on the introduction
of minimum European Community measures for the control of certain disease affecting bivalve molluscs, respectively.
(3) These rules shall define:
(a) the animal health requirements to be applied for
Title
LN 354 of 2005
LN 316 of 2005.
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the placing on the market, the importation and the transit of aquaculture animals and the products thereof;
(b) the minimum preventive measures aimed at increasing the awareness and preparedness of the competent authorities, aquaculture production
business operators and others related to this industry, for diseases in aquaculture animals;
(c) the minimum control measures to be applied in the event of a suspicion of, or an outbreak of certain diseases in aquatic animals.
Scope
Definitions
2. (1) These Rules shall not apply to:(a) ornamental aquatic animals reared in non- commercial aquaria;
(b) wild aquatic animals harvested or caught for direct entry into the food chain;
(c) aquatic animals caught for the purpose of production
of fish-meal, fish feed, fish oil and similar products.
(2) Chapter II, Sections 1 to 4 of Chapter III, and Chapter VII shall not apply where ornamental aquatic animals are kept in pet
shops, garden centers, garden ponds, commercial aquaria, or with wholesalers:
(a) without any direct contact with natural waters in the Community; or
(b) which are equipped with an effluent treatment system reducing the risk of transmitting diseases to the natural waters
to an acceptable level.
(3) These rules shall apply without prejudice to provisions on the conservation of species or the introduction of non- native species.
definitions shall apply:
“aquaculture” means the rearing or cultivation of
aquatic organisms including fish, molluscs, crustaceans, other
invertebrates and aquatic plants, using techniques designed to increase the production of those organisms beyond the natural capacity
of the environment and where the organisms remain the property of one or more natural or legal persons throughout the rearing or
culture stages, up to and including harvesting;
“aquaculture animal” means any aquatic animal at all its lifestages, including eggs and sperm or gametes, reared in a farm or
mollusc farming area, including any aquatic animal from the wild intended for a farm or mollusc farming area;
“aquaculture production business” means any undertaking, whether for profit or not and whether public or private, carrying out
any of the activities related to the rearing, keeping or cultivation of aquaculture animals;
“aquaculture production business operator” means any natural or legal person responsible for ensuring that the requirements
of these rules are met within the aquaculture production business under their control;
“aquatic animal” means:
(a) fish belonging to the superclass Agnatha and
to the classes Chondrichthyes and Osteichthyes;
(b) mollusc belonging to the Phylum Mollusca; (c) crustacean belonging to the Subphylum
Crustacea;
“authorised processing establishment” means any food business approved in accordance with Article 4 of Regulation (EC) No. 853/2004
of the European Parliament and of the Council of 29 April 2004 laying down specific hygiene rules for food of animal origin, for
processing aquaculture animals for food purposes, and authorised in accordance with rules 4 and 5 hereof;
“authorised processing establishment operator” means any natural or legal person responsible for ensuring that the requirements
of these rules are met within the authorized processing establishment under their control;
“farm” means any premises, enclosed area, or installation
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operated by an aquaculture production business in which aquaculture animals are reared with a view to their being placed on the market,
with the exception of those where wild aquatic animals harvested or caught for the purpose of human consumption are temporarily kept
awaiting slaughter without being fed;
“farming” means the rearing of aquaculture animals in a farm or in a mollusc farming area;
“mollusc farming area” means a production area or relaying area in which all aquaculture production businesses operate under a
common biosecurity system;
“ornamental aquatic animal” means an aquatic animal which is kept, reared, or placed on the market for ornamental purposes only;
“placing on the market” means the sale, including offering for sale or any other form of transfer, whether free of charge or not,
and any form of movement of aquaculture animals;
“production area” means any freshwater, sea, estuarine, continental or lagoon area containing natural beds of molluscs or sites
used for the cultivation of molluscs, and from which molluscs are taken;
“put and take fisheries” means ponds or other installations where the population is maintained only for recreational fishing by
restocking with aquaculture animals;
“relaying area” means any freshwater, sea, estuarine or lagoon area with boundaries clearly marked and indicated by buoys, posts
or any other fixed means, and used exclusively for the natural purification of live molluscs;
“wild aquatic animal” means an aquatic animal which is not an aquaculture animal.
(2) For the purposes of these rules, the following
definitions shall also apply:
(a) the technical definitions laid down in Schedule I;
in:
(b) as appropriate, the definitions laid down respectively
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(i) Articles 2 and 3 of Regulation (EC) No.
178/2002 of the European Parliament and of the Council of 28 January 2002 laying down the general principles and requirements of food
law, establishing the European Food Safety Authority and laying down procedures in matters of food safety;
(ii) Article 2 of Regulation (EC) No. 852/2004; (iii) Article 2 of Regulation (EC) No. 853/2004; (iv) Article 2 of Regulation
(EC) No. 882/2004.
Provided that such authorisation may cover several aquaculture production businesses for molluscs in a mollusc farming area, also
dispatch centres, purification centres or similar businesses located inside a mollusc farming area shall have an individual authorisation.
(2) Each processing establishment slaughtering aquaculture animals for disease control purposes in accordance with rule 33 of Chapter
V in the territory of Malta shall ensure that it is duly authorised by the competent authority in accordance with rule
5.
(3) Each aquaculture production business and authorised processing establishment in the territory of Malta shall have a unique
authorisation number.
(4) By way of derogation from the authorisation requirement in sub-rule (1) hereof, the territory of Malta may require only the registration
by the competent authority of the following:
Authorisation of aquaculture production businesses and processing establishments.
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(a) installations other than aquaculture production businesses, where aquatic animals are kept without the intention of being
placed on the market;
(b) put and take fisheries; and
(c) aquaculture production businesses which place aquaculture animals on the market solely for human consumption in
accordance with Article 1 (3)(c) of Regulation (EC) No. 853/2004:
Provided that, the provisions of these rules shall apply mutatis mutandis, taking into account the nature, characteristics and situations
of the installation, put and take fishery or business concerned and the risk of spreading aquatic animal diseases to other populations
of aquatic animals as a result of their operation.
(5) In the case of non-compliance with the provisions of these rules, the competent authority shall act in accordance with Article
54 of Regulation (EC) No. 882/2004.
Authorisation conditions.
5. (1) The competent authority in the territory of Malta shall ensure that authorisations, as provided for in sub-rules 4 (1) and (2), are only granted if the aquaculture production business operator or authorised processing establishment operator:10;
(a) fulfils the relevant requirements of rules 8, 9 and
(b) has a system in place which enables the operator to demonstrate to the competent authority that those relevant requirements
are being fulfilled; and
(c) remains under the supervision of the competent authority, which shall perform the duties laid down in sub-rule
54 (1).
(2) Authorisation shall not be granted if the activity in question were to lead to an unacceptable risk of spreading diseases to
farms, mollusc farming areas or to wild stocks of aquatic animals in the vicinity of the farm or mollusc farming area:
Provided that, before a decision to refuse authorisation is taken, consideration shall be given to risk-mitigation measures, including
possible alternative siting of the activity in question.
(3) The aquaculture production business operator or authorised processing establishment operator shall submit all relevant information to the competent authority in order to allow the competent authority to assess that the conditions for authorisation are fulfilled, including the information required in accordance with Schedule II.
6. The competent authority shall establish, maintain and make publicly available a register of aquaculture production businesses and authorised processing establishments containing the information set out in Schedule II.Register
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7. (1) Official controls shall be carried out by the competentauthority in accordance with Article 3 of Regulation (EC) No
882/2004 on aquaculture production businesses and authorised processing establishments.
(2) The official controls provided for in sub-rule (1) hereof shall consist of regular inspections, visits, audits, and where appropriate,
sampling, for each aquaculture production business, taking account of the risk the aquaculture production business and authorised
processing establishment poses in relation to the contracting and spreading of diseases. The frequencies of such controls depend
on the health status of the concerned zone or compartment and should be fixed in accordance with the recommendations that are laid
down in Part B of Schedule III.
(3) Detailed rules for the implementation of this rule may be adopted in accordance with the procedure referred to in sub- rule
62 (2).
(a) all movements of aquaculture animals and products thereof into and out of the farm or mollusc farming area;
(b) the mortality in each epidemiological unit as relevant for the type of production; and
(c) the results of the risk-based animal health surveillance scheme provided for in rule 10.
(2) Authorised processing establishments shall keep a record of all movement of aquaculture animals and products thereof
Official controls.
Recording obligations
– Traceability.
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into and out of such establishments.
(3) The transporters of aquaculture animals shall keep a record of:
(a) the mortality during transport, as practicable for the type of transport and the species transported;
(b) the farms, mollusc farming areas and processing establishments visited by the means of transport; and
(c) any water exchange during transport, in particular the sources of new water and site of release of water.
(4) Without prejudice to specific provisions on traceability, the aquaculture production business operators as provided for in sub-rule
(1)(a) shall ensure that all movements of animals are recorded and registered in such a way that the tracing of the place of origin
and destination can be guaranteed. Such movements have to be submitted to the competent authority and shall be recorded on a national
register and kept in a computerised form.
Good hygiene practice.
Animal health surveillance scheme.
9. The aquaculture production businesses and authorised processing establishments have to implement good hygiene practice, as relevant for the activity concerned, to prevent the introduction and spreading of diseases, which practice must be approved by the competent authority.10. (1) The competent authority shall ensure that a risk- based animal health surveillance scheme shall be applied in all farms and mollusc farming areas, as appropriate for the type of production.(2) The risk-based animal health surveillance scheme referred to in sub-rule (1) hereof shall aim at the detection of:
(a) any increased mortality in all farms and mollusc farming areas as appropriate for the type of production; and
(b) the diseases listed in Part II of Schedule IV, in farms and mollusc farming areas were species susceptible to those diseases
are present.
(3) Such animal health surveillance schemes, depending
on the health status of the concerned zone or compartment are laid down in accordance with the recommendations listed in Part B of
Schedule III. This surveillance shall apply without prejudice to the sampling and surveillance carried out in accordance with Chapter
V or sub-rules 49 (3) and 50 (4), and rule 52.
(4) The risk-based animal health surveillance scheme referred to in sub-rule (1) hereof shall take account of guidelines to be drawn
up by the Commission in accordance with the procedure referred to in sub-rule 62 (2).
(5) Areport shall be submitted by the competent authority on the overall operation of risk-based animal health surveillance, in
the light of the outcome of official controls carried out in accordance with rule 7 and of the outcome of Community controls carried
out in accordance with rule 58, and of any other relevant information. This report may be accompanied by an appropriate proposal,
in accordance with the procedure referred to in sub-rule 62 (2).
(2) The competent authority may, under strict supervision, allow the placing on the market for scientific purposes of aquaculture
animals and products thereof, which do not comply with this Chapter. The competent authority shall ensure that such placing on the
market does not jeopardise the health status with regard to the diseases listed in Part II of Schedule IV of aquatic animals at the
place of destination or at places of transit.
Any such movements between Member States shall not take place without prior notification of the competent authorities of the Member
States concerned.
Scope
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General requirements for the placing of aquaculture animals on the market.
Disease prevention requirements in relation to transport.
12. (1) Producers shall ensure that the placing on the market of aquaculture animals and products thereof shall not jeopardize the health status of aquatic animals at the place of destination with regard to the diseases listed in Part II of Schedule IV.(2) Producers shall ensure that they will follow the detailed rules on the movement of aquaculture animals as laid down in this Chapter, in particular relating to movements between Member States, zones and compartments with different health statuses, as referred to in Part A of Schedule III.
13. (1) The competent authority shall ensure that:(a) the necessary disease prevention measures are applied during the transport of aquaculture animals in order not to alter the
health status of those animals during transport, and to reduce the risk of spreading diseases; and
(b) aquaculture animals are transported under conditions which neither alter their health status nor jeopardise the health status
of the place of destination, and where appropriate, of places of transit.
This sub-rule shall also apply to diseases and the species susceptible thereto not listed in Part II of Schedule IV.
(2) The transporters must make sure that any water exchanges during transport shall be carried out at places and under conditions
that do not jeopardise the health status of:
(a) the aquaculture animals being transported;
and
(b) any aquatic animals at the place of water exchange;
(c) aquatic animals at the place of destination.
Animal health
certification.
14. (1) The placing on the market of aquaculture animals is subject to animal health certification by the competent authority of the area of origin when the animals are introduced into a zone or compartment within the territory of Malta declared disease-free in accordance with rules 49 and 50 or subject to surveillance, or to the eradication programme in accordance with rule 44 (1) or (2) for:(a) farming and restocking purposes; or
VERŻJONI ELETTRONIKA(b) further processing before human consumption, unless:
(i) as regards fish, they are slaughtered and
eviscerated before dispatch;
(ii) as regards molluscs and crustaceans, they are dispatched as unprocessed or processed products.
(2) The placing on the market of aquaculture animals is subject to animal health certification by the competent authority when the
animals are allowed to leave an area subject to the control provisions provided for in Sections 3, 4, 5 and 6 of Chapter V.
This paragraph shall also apply to diseases and the species susceptible thereto not listed in Part II of Schedule IV.
(3) The following movements shall be subject to
notification under the computerised system provided for in Article
20 (1) of Directive 90/425/EEC:
(a) movements of aquaculture animals between Member States where animal health certification is required in accordance
with paragraphs (1) or (2) of this Article; and
(b) all other movements of live aquaculture animals for farming or restocking purposes between Member States where no animal health
certification is required under these rules.
(4) The computerised system provided for in sub-rule (3) may be used by the competent authority to trace movements taking place
entirely within its territory.
(a) clinically healthy; and
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General requirements for the placing of aquaculture animals on the market
for farming and restocking.
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(b) do not come from a farm or mollusc farming area where there is any unresolved increased mortality.
This paragraph shall also apply in relation to diseases and the species susceptible thereto not listed in Part II of Schedule IV.
(2) By way of derogation from sub-rule (1) (b), such placing on the market may be permitted by the competent authority based on
an assessment of risk, provided that the animals originate from a part of the farm or mollusc farming area independent of the epidemiological
unit where the increased mortality has occurred.
(3) Aquaculture animals intended for destruction or slaughter in accordance with the disease control measures provided for in Chapter
V shall not be placed on the market for farming and restocking purposes.
(4) Aquaculture animals may only be released into the
wild for restocking purposes or into put and take fisheries if they:
(a) comply with the requirements in sub-rule (1); and
(b) come from a farm or mollusc farming area with a health status as referred to in Part A of Schedule III, at least equivalent
to the health status of the waters in which they are to be released:
Provided that, aquaculture animals must originate from a zone or compartment declared disease-free in accordance with rules
49 or 50. The competent authority may also decide to apply this paragraph to programmes drawn up and applied in accordance with rule
43.
Introduction of aquaculture animals of species susceptible to a specific disease into areas free of that disease.
16. (1) Aquaculture animals of species susceptible to a specific disease originating from a zone or compartment within the territory of Malta declared free of that disease may be introduced for farming or restocking into another Member State, zone or compartment declared free of a specific disease in accordance with rules 49 or 50.(2) Where it can be scientifically justified that species susceptible to the specific disease at certain life stages do not transmit
that disease, sub-rule (1) shall not apply to those life stages:
Provided that a list of species and life stages to which
the first sub-rule may apply shall be adopted and when necessary amended to take account of scientific and technological developments in accordance with the procedure referred to in sub-rule 62 (2).
17. (1) Any species other than those referred to in Part II of Schedule IV which may be responsible for the transmission of a specific disease by acting as vector species as sustained by scientific data or practical experience, such species introduced for farming or restocking purposes into a zone or compartment within the territory of Malta declared free of that specific disease in accordance with rules 49 or 50, shall:(a) originate from another Member State, zone or
compartment declared free of that specific disease; or
(b) be held in quarantine facilities in water free of the pathogen in question, for an appropriate period of time, where, in the
light of the scientific data or practical experience provided, proves to be sufficient to reduce the risk of transmission of the
specific disease to a level acceptable for preventing the transmission of the disease concerned.
(2) A list of vector species and life stages of such species to which this rule applies and, where appropriate, the conditions
under which these species can transmit a disease shall be adopted and when necessary amended, taking into account scientific and
technological developments in accordance with the procedure referred to in sub-rule 62 (2).
(3) In accordance with the procedure referred to in sub- rule 62 (3) together with the possible inclusion of a species on the list
referred to in sub-rule (2), the Commission may decide to permit the application of the provisions provided for in sub-rule (1).
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Introduction of live aquaculture animals of vector species into disease-free areas.
Aquaculture animals and products thereof placed on the market for further processing before human consumption.
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they comply with one of the following conditions:
(a) they originate from another Member State, zone or compartment declared free of the disease in question;
(b) they are processed in an authorised processing establishment under conditions which prevent the spreading of diseases;
(c) as regards fish, they are slaughtered and eviscerated
before dispatch; or
(d) as regards molluscs and crustaceans, they are dispatched as unprocessed or processed products.
(2) Live aquaculture animals of species susceptible to one or more of the non-exotic diseases listed in Part II of Schedule IV
which are placed on the market for further processing in a zone or compartment within the territory of Malta declared free of those
diseases in accordance with rules 49 or 50, may only be temporarily stored at the place of processing if:
(a) they originate from another Member State, zone, or compartment declared free of the disease in question; or
(b) they are temporarily kept in dispatch centres, purification centres or similar businesses which are equipped with an effluent
treatment system inactivating the pathogens in question, or where the effluent is subject to other types of treatment reducing the
risk of transmitting diseases to the natural waters to an acceptable level.
Aquaculture animals and products thereof on the market for human consumption without further processing.
19. (1) Where aquaculture animals of species susceptible to one or more of the diseases listed in Part II of Schedule IV, or products thereof, are placed on the market for human consumption without further processing, this section shall not apply, provided that they are packed in retail-sale packages which comply with the provisions for packaging and labelling provided for in Regulation (EC) No. 853/2004.(2) Where live molluscs and crustaceans of species susceptible to one or more of the diseases listed in Part II of Schedule IV are temporarily relayed in Community waters, or introduced into dispatch centres, purification centres or similar businesses, they shall comply with sub-rule 18 (2).
VERŻJONI ELETTRONIKASECTION 4Wild Aquatic Animals20. (1) Wild aquatic animals of species susceptible to one or more of the diseases listed in Part II of Schedule IV which are caught in a zone or compartment within the territory of Malta not declared disease-free in accordance with rules 49 or 50 shall be placed in quarantine under the supervision of the competent authority in suitable facilities for a period of time sufficient to reduce to an acceptable level the risk of transmission of the disease, before they may be released into a farm or mollusc farming area situated in a Member State, zone, or compartment declared free from that disease in accordance with rules 49 or 50.(2) Traditional extensive lagoon aquaculture practice without the quarantine provided for in sub-rule (1) hereof may be permitted by the competent authority, provided a risk assessment is undertaken and that the risk is considered not higher than what is expected from the application of sub-rule (1) hereof.
SECTION 5Ornamental Aquatic Animals21. (1) Traders and retailers shall ensure that the placing on the market of ornamental aquatic animals shall not jeopardise the health status of aquatic animals with regard to the diseases listed in Part II of Schedule IV.(2) This rule shall apply also in relation to diseases not listed in Part II of Schedule IV.
CHAPTER IVIntroduction of Aquaculture Animals and Products thereof into the Community from Third Countries22. Aquaculture animals and products thereof shall be introduced into the Community only from third countries or parts of third countries that appear on a list drawn up and updated in accordance with the procedure referred to in sub-rule 62 (2).B 303
Release of wild aquatic animals in Member States, zones or compartments declared disease-free.
Placing on the market of ornamental aquatic animals.
General requirements for introduction of aquaculture animals and products thereof from third countries.
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Lists of third countries and parts of third countries from which introduction of aquaculture animals and products thereof is permitted.
23. (1) A third country, or a part of a third country, shall appear on the list provided for in rule 22 only if a Community assessment of that country, or that part of a third country, has demonstrated that the competent authority provides appropriate guarantees as regards compliance with the relevant animal health requirements of Community legislation.(2) In the completion of the assessment of the third country, or part of the third country, as provided for in sub-rule (1) hereof,
the Commission may also request an inspection as referred to in sub-rule 58 (2).
(3) When drawing up or updating the lists provided for in rule 22, particular account shall be taken of:
(a) the legislation of the third country;
(b) the organisation of the competent authority and its inspection services in the third country, the powers of these services,
the supervision to which they are subject, and the means at their disposal, including staff capacity, to apply their legislation
effectively;
(c) the aquatic animal health requirements in force that apply to the production, manufacture, handling, storage and dispatch
of live aquaculture animals intended for the Community;
(d) the assurances which the competent authority of the third country may give regarding compliance or equivalence with the relevant
aquatic animal health conditions;
(e) any experience of marketing live aquaculture animals from the third country and the results of any import controls carried
out;
(f) the results of the Community assessment, in particular the results of the assessment carried out by the competent authorities
of the third country concerned or, where the Commission so requests, the report submitted by the competent authorities of the third
country on any inspections carried out;
(g) the health status of farmed and wild aquatic animals in the third country, with particular regard to exotic animal
diseases and any aspects of the general aquatic animal health situation in the country which might pose a risk to aquatic animal health
in the Community;
(h) the regularity, speed and accuracy with which the third country supplies information on the existence of infectious or contagious
aquatic animal diseases in its territory, particularly the notifiable diseases, listed by the World Organisation for Animal Health
(OIE); and
(i) the rules on the prevention and control of aquatic animal diseases in force in the third country and their implementation,
including rules on imports from other countries.
(4) All lists shall be drawn up or updated by the Commission in accordance with rule 22 and shall be made available to the public.
(5) Lists drawn up in accordance with rule 22 may be combined with other lists drawn up for animal and public health purposes.
(2) The animal health certificate shall certify that the consignment satisfies:
(a) the requirements laid down for such commodities under these rules; and
(b) any special import conditions established in accordance with sub-rule 25 (a).
(3) The document may also include details required under other provisions of Community public and animal health legislation.
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Documents.
Detailed rules.
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(a) special import conditions for each third country, parts thereof or group of third countries;
(b) the criteria for classifying third countries and parts thereof with regard to aquatic animal diseases;
(c) the use of electronic documents;
(d) model animal health certificates and other
documents; and
(e) procedures and certification for transit.
National notification.
that:
26. (1) Any person within the territory of Malta shall ensure(a) when there are any reasons to suspect the presence of a disease listed in Part II of Schedule IV, or the presence of such
disease is confirmed in aquatic animals, the suspicion and, or the confirmation is immediately notified to the competent authority;
and
(b) when increased mortality occurs in aquaculture animals, the mortality is immediately notified to the competent authority or a
private veterinarian for further investigations.
(2) The obligation to notify the matters referred to in sub-rule (1) hereof are imposed on:
(a) the owner and any person attending aquatic animals;
(b) any person accompanying aquaculture animals during transport;
(c) veterinary practitioners and other professionals
involved in aquatic animal health services;
(d) official veterinarians, senior staff of veterinary or other official or private laboratories; and
(e) any other person with an occupational relationship to aquatic animals of susceptible species or to products of such animals.
States shall be notified within 24 hours in case of confirmation of:
(a) an exotic disease listed in Part II of Schedule IV;
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Notification of the other Member States, the Commission and EFTA Member States.
and
(b) a non-exotic disease listed in Part II of Schedule IV where the Member State concerned, zone, or compartment has been declared
free of that disease.
(a) appropriate samples are taken and examined in a laboratory designated in accordance with rule 57; and
(b) pending the result of the examination provided for in point (a):
(i) the farm, or mollusc farming area, in which the disease is suspected, is placed under official surveillance and relevant control
measures are implemented to prevent the spreading of the disease to other aquatic animals;
(ii) no aquaculture animals are allowed to leave or enter the affected farm or mollusc farming area in which the disease is suspected,
unless duly authorised;
Initial control measures.
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(iii) the epizootic investigation provided for in rule 29 is initiated.
Epizootic investigation.
29. (1) The epizootic investigation initiated in accordance with sub-rule 28 (b) (iii) shall be carried out where the examination provided for in sub-rule 28 (a) shows the presence of:(a) an exotic disease listed in Part II of Schedule IV in any Member State; or
(b) a non-exotic disease listed in Part II of Schedule IV in Member States, zones or compartments with a health status of either
category I or III, as referred to in Part A of Schedule III, for the disease in question.
(2) The epizootic investigation provided for in sub-rule
(1) hereof shall be aimed at:
(a) determining the possible origin and means of contamination;
(b) investigating whether aquaculture animals have left the farm or mollusc farming area during the relevant period preceding
the notification of the suspicion provided for in sub- rule 26 (1);
(c) investigating whether other farms have been infected.
(3) Where the epizootic investigation provided for in sub-rule (1) hereof shows that the disease may have been introduced into one
or more farms, mollusc farming areas or unenclosed waters, the Member State concerned shall ensure that the measures provided for
in rule 28 are applied in such farms, mollusc farming areas or unenclosed waters:
Provided that in the case of extensive water catchment areas or coastal areas, the competent authority may decide to limit the application
of rule 28 to a less extensive area in the vicinity of the farm or the mollusc farming area suspected of being infected where it
considers that such less extensive area is sufficiently large to guarantee that the disease does not spread.
(4) Where necessary, the competent authority of neighbouring Member States or third countries shall be informed of
the suspected case of disease. In that event, the competent authorities of the Member States involved shall take appropriate action to apply the measures provided for in this rule within their territory.
30. The competent authority shall lift the restrictions provided for in sub-rule 28 (b) where the examination provided for in sub-rule28 (a) fails to demonstrate the presence of the disease.
SECTION 3Minimum Control Measures in the Case of Confirmation ofExotic Diseases in Aquaculture Animals31. This Section shall apply in the case of confirmation of an exotic disease listed in Part II of Schedule IV in aquaculture animals.32. The competent authority shall ensure that:(a) the farm or mollusc farming area is officially
declared infected;
(b) a containment area appropriate to the disease in question is established, including a protection zone and surveillance
zone, around the farm or mollusc farming area declared infected;
(c) no restocking takes place and no aquaculture animals are moved into, within, and out of the containment area unless
authorised by the competent authority; and
(d) any additional measures necessary to prevent the further spread of the disease are implemented.
(2) Any operations involved in the preparation of the aquaculture animals for entry into the food chain, including harvesting,
the introduction into dispatch centres or purification centres, and any further processing, shall be carried out under the conditions
which prevent the spread of the pathogen responsible for causing the disease.
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Lifting restrictions.
Introductory provision.
General measures.
Harvesting and further processing.
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(3) Dispatch centres, purification centres or similar businesses shall be equipped with an effluent treatment system inactivating
the pathogen responsible for causing the disease. In the absence of such system, the effluent shall be subject to other types of
treatment reducing the risk of transmitting diseases to the natural waters to an acceptable level.
(4) Further processing shall be performed in authorised processing establishments.
Removal and disposal.
Fallowing.
Protection of aquatic animals.
Lifting measures.
34. (1) Dead fish and crustaceans, as well as live fish and crustaceans showing clinical signs of disease, shall be removed and disposed of as soon as possible under the supervision of the competent authority in accordance with Regulation (EC) No. 1774/2002 of the European Parliament and of the Council of 3 October 2002 which lays down health rules concerning animal by-products not intended for human consumption, and the contingency plan provided for in rule 47 of these rules.(2) Aquaculture animals which have not reached commercial size and do not show clinical signs of disease shall, in an appropriate timeframe taking into account the type of production and the risk such animals pose for further spread of the disease, be removed and disposed of under the supervision of the competent authority in accordance with Regulation (EC) No. 1774/2002, and the contingency plan provided for in rule 47 of these rules.
35. Infected farms or mollusc farming areas shall undergo an appropriate period of fallowing after being emptied and, where appropriate, cleansed and disinfected:Provided that with regards to farms or mollusc farming areas rearing aquaculture animals not susceptible to the disease in question, decisions on fallowing shall be based on a risk assessment.
36. Necessary measures shall be adopted by the competent authority within the territory of Malta to prevent the spreading of diseases to other aquatic animals.37. The measures provided for in this Section shall be maintained until:(a) the eradication measures provided for in this Section have been carried out; and
VERŻJONI ELETTRONIKA(b) the sampling and surveillance as appropriate for the disease in question and the types of aquaculture production businesses affected has been carried out in the containment area with negative results.
SECTION 4Minimum Control Measures in the Case of Confirmation ofNon-Exotic Diseases in Aquaculture Animals38. (1) In the case of confirmation of a non-exotic disease listed in Part II of Schedule IV in any zone or compartment within the territory of Malta declared free of that disease, the competent authority may:(a) apply the measures provided for in Section 3 in order to regain such disease-free status, or
(b) draw up an eradication programme in accordance with sub-rule 44 (2).
(2) By way of derogation from sub-rule 34 (2), where the competent authority decides to apply the measures provided for in Section
3, it may allow clinically healthy animals to be raised to market size before slaughter for human consumption or to be moved to another
infected zone or compartment. In such cases, measures shall be taken to reduce and as far as possible, prevent the further spreading
of the disease.
(3) Where the competent authority does not wish to regain disease-free status, rule 39 shall apply.
Those measures shall at least consist of:
(a) declaring the farm or mollusc farming area to be infected;
(b) establishing a containment area appropriate to the disease in question, including a protection zone and
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General provisions.
Containment measures.
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surveillance zone around the farm or mollusc farming area declared infected;
(c) restricting the movement of aquaculture animals from the containment area to the effect that such animals may only be:
(i) introduced into farms or mollusc farming areas in accordance with sub-rule 12 (2); or
(ii) harvested and slaughtered for human consumption in accordance with sub-rule 33 (1); and
(d) the removal and disposal of dead fish and crustaceans, under the supervision of the competent authority in accordance with
Regulation (EC) No. 1774/2002, in an appropriate time- frame taking into account the type of production and the risk such dead animals
pose for further spread of the disease.
Control of diseases listed in Part II of Schedule IV in wild aquatic animals.
40. (1) Where wild aquatic animals are infected or suspected of being infected with exotic diseases listed in Part II of Schedule IV, the competent authority shall monitor the situation, and take measures to reduce and, as far as possible, to prevent the further spreading of the disease.(2) Where wild aquatic animals are infected or suspected of being infected with non-exotic diseases listed in Part II
of Schedule IV in a zone or compartment within the territory of Malta declared free of that disease, the competent authority shall
also monitor the situation and take measures to reduce, and as far as possible, to prevent the further spreading of the disease.
(3) The competent authority shall inform the Commission and the other Member States within the Committee referred to in sub-rule
62 (1) of the measures they have taken in accordance with sub-rules (1) and (2) hereof.
(2) In the case of an emerging disease situation, the competent authority shall inform the other Member States, the Commission
and EFTA Member States without delay thereof, where the findings are of epidemiological significance to another Member State.
(3) Within four weeks of informing the other Member States, the Commission and EFTA Member States as required in sub-rule (2) hereof,
the matter shall be brought to the attention of the Committee referred to in sub-rule 62 (1). The measures taken by the competent
authority pursuant to sub-rule (1) hereof may be extended, amended or repealed in accordance with the procedure referred to in sub-rule
62 (2).
(4) Where appropriate, the list set out in Part II of Schedule IV shall be amended in accordance with the procedure referred to
in sub-rule 62 (2) to include the emerging disease in question or a new susceptible host species to a disease already listed in that
Schedule.
(a) the measures provided for in this Chapter are found not to be suited to the epidemiological situation; or
(b) the disease appears to be spreading despite the measures taken in accordance with this Chapter.
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Emerging diseases.
Procedure for adoption of ad hoc epidemiological measures for diseases listed in Part II of Schedule IV.
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Provisions for limiting the impact of diseases not listed in Part II of Schedule IV.
Drawing up and approval
of surveillance and eradication programmes.
43. (1) Where a disease not listed in Part II of Schedule IV constitutes a significant risk for the animal health situation of aquaculture or wild aquatic animals in the territory of Malta, the competent authority may take measures to prevent the introduction of or to control that disease:Provided that these measures shall not exceed the limits of what is appropriate and necessary to prevent the introduction of or to
control the disease.
(2) The Commission shall be notified with any measures referred to in sub-rule (1) hereof by the competent authority, which may
affect trade between Member States. Those measures shall be subject to approval in accordance with the procedure referred to in sub-rule
62 (2).
(3) The approval referred to in sub-rule (2) hereof shall only be granted where the establishment of intra-Community trade restrictions
is necessary to prevent the introduction of or to control the disease, and shall take into account the provisions laid down in Chapters
II, III, IV and V.
Provided that, where a programme provided for in this paragraph is to cover individual compartments or zones, which
VERŻJONI ELETTRONIKAcomprise less than 75% of the territory of Malta, and the zone or compartment consists of a water catchment area not shared with another
Member State or third country, the procedure referred to in sub-rule 50 (2) shall apply for any approval, or amendment or termination
of such programme.
(2) If the territory of Malta is known to be infected (category V as referred to in Part A of Schedule III) by one or more of the
non-exotic diseases listed in Part II of Schedule IV, the competent authority shall draw up an eradication programme for one or more
of those diseases and shall submit that programme for approval in accordance with the procedure referred to in sub-rule 62 (2), and
such programmes may also be amended or terminated in accordance with that procedure.
(3) An overview of the programmes approved in accordance with sub-rules (1) and (2) hereof shall be made available at Community level
in accordance with the procedures provided for in rule 51.
(4) From the date of approval of the programmes referred to in this rule, the requirements and measures provided for in rule 14,
Sections 2, 3, 4 and 5 of Chapter III, Section 2 of Chapter V, and sub-rule 38 (1) in relation to areas declared disease-free shall
apply to the areas which are covered by the programmes.
(a) a description of the epidemiological situation of the disease before the date of commencement of the programme;
(b) an analysis of the estimated costs and the anticipated
benefits of the programme;
(c) the likely duration of the programme and the objective to be attained by the completion date of the programme; and
(d) a description and demarcation of the geographical and administrative area in which the programme is to be applied.
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Content of programmes.
Period of application of programmes.
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(a) the requirements laid down in Schedule V have been fulfilled, and the zone or compartment within the territory of Malta is
declared free of the disease; or
(b) the programme is withdrawn, namely if it no longer fulfils its purpose, by the competent authority, or by the Commission.
(2) If the programme is withdrawn as provided for in sub-rule 1 (b) hereof, the competent authority shall apply the containment
measures in rule 39 from the date of withdrawal of the programme.
Contingency plan for emerging and exotic diseases.
47. (1) A contingency plan shall be drawn up by the competent authority and it shall specify the national measures required to maintain a high level of disease awareness and preparedness and to ensure environmental protection.(2) The contingency plan shall:
(a) provide the authority and means to access all facilities, equipment, personnel and other appropriate materials necessary
for the rapid and efficient eradication of an outbreak;
(b) ensure coordination and compatibility with neighbouring Member States and encourage cooperation with neighbouring third countries;
and
(c) where relevant, it shall give a precise indication of the vaccine requirements and vaccination conditions considered necessary
in the event of emergency vaccination.
(3) The competent authority shall comply with the criteria and requirements laid down in Schedule VII when drawing up contingency
plans.
(4) The competent authority shall submit the contingency plans for approval in accordance with the procedure referred to in sub-rule
62 (2), and every five years, the competent authority shall
update its contingency plan and it shall submit the updated plan for approval in accordance with that procedure.
(5) The contingency plan shall be implemented in the event of an outbreak of emerging diseases and of exotic diseases listed in
Part II of Schedule IV.
(2) Vaccination against the non-exotic diseases listed in Part II of Schedule IV shall be prohibited in any part of the territory
of Malta declared free of the diseases in question in accordance with rules 49 or 50, or covered by a surveillance programme, approved
in accordance with sub-rule 44 (1):
Provided that vaccination in parts of the territory of Malta which have not declared free from the diseases in question may be permitted
or where vaccination is a part of an eradication programme approved in accordance with sub-rule 44 (2).
(3) The vaccines must be authorised in accordance with
Directive 2001/82/EC and Regulation (EC) No. 726/2004.
(4) Sub-rules (1) and (2) hereof shall not apply to scientific studies for the purpose of developing and testing vaccines under controlled
conditions and during such studies, the appropriate measures shall be taken to protect other aquatic animals from any adverse effect
of the vaccination carried out within the frame-work of the studies.
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Vaccination.
Disease-free Member
State.
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rule (2) hereof is complied with, and:
(a) none of the species susceptible to the diseases in question is present within its territory; or
(b) the pathogen is known not to be able to survive in its territory, and in its water source; or
(c) the territory of Malta meets the conditions laid down in Part I of Schedule V.
(2) The competent authority shall establish appropriate buffer zones within the territory of Malta where its neighbouring Member
States, or water catchment areas shared with its neighbouring Member States are not declared disease-free. The demarcation of buffer
zones shall be such that they protect the territory of Malta declared disease-free from any passive introduction of the disease.
(3) The specific requirements for surveillance, buffer zones, sampling and diagnostic methods that shall be used by the competent
authority to grant disease-free status in accordance with this rule shall be adopted in accordance with the procedure referred to
in sub-rule 62 (2).
Disease-free zone or compartment.
50. (1) A zone or a compartment within the territory of Malta may be declared free of one or more of the non-exotic diseases listed in Part II of Schedule IV, where:(a) none of the species susceptible to the diseases in question is present in the zone or compartment, and where relevant in its
water source; or
(b) the pathogen is known not to be able to survive in the zone or compartment, and where relevant in its water source; or
(c) the zone or compartment complies with the conditions laid down in Part II of Schedule V.
(2) The competent authority shall submit the declaration referred to in sub-rule (1) hereof to the Standing Committee on Food Chain
and Animal Health in accordance with the following procedure:
(a) the declaration shall be supported by evidence in
a form to be determined in accordance with the procedure referred to in sub-rule 62 (2) and be accessible by electronic means to the
Commission and to other Member States, in accordance with the requirements of rule 59;
(b) the Commission shall add the notification of the declaration to the agenda of the next meeting of the Committee referred to
in sub-rule 62 (1) as an information point. The declaration shall take effect 60 days after the date of the meeting;
(c) within this period, the Commission or Member States may seek clarification or additional information on the supporting evidence
from the competent authority making the declaration;
(d) where written comments are made by at least one Member State, or the Commission, within the period referred to in paragraph
(b) of sub-rule (2) hereof indicating significant objective concerns related to the supporting evidence, the Commission and the Member
States concerned shall together examine the submitted evidence in order to resolve the concerns. In that case, the period referred
to in paragraph (b) of sub-rule (2) hereof may be prolonged for 30 days and such comments shall be submitted to the declaring Member
State and to the Commission;
(e) if the arbitration referred to in paragraph (d) of sub- rule (2) hereof fails, the Commission may decide to make an on-the-spot
inspection in accordance with rule 58 to verify the compliance of the declaration submitted with the criteria set out in sub-rule
(1) hereof, unless the declaring Member State withdraws its declaration;
(f) where necessary in the light of the results achieved, a decision in accordance with the procedure referred to in sub- rule
62 (2) shall be taken, to suspend the self-declaration of the disease-free status of the zone or compartment concerned.
(3) Where the zones or compartments referred to in sub-rule (1) hereof comprise more than 75% of the territory of Malta, or if the
zone or compartment consists of a water catchment area shared by another Member State or third country, the procedure referred to
in sub-rule (2) shall be replaced by the procedure referred to in sub-rule 62 (2).
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(4) The specific requirements of the surveillance, sampling and diagnostic methods used by the competent authority to obtain disease-free
status in accordance with this Article shall be laid down in accordance with the procedure referred to in sub-rule
62 (2).
Lists of disease-free Member States, zones or compartments.
Maintenance of disease-free status.
Suspension and restoration of disease- free status.
51. (1) The competent authority shall establish and maintain an updated list of zones and compartments declared disease-free in accordance with sub-rule 50 (2). Such lists shall be made publicly available.(2) The Commission shall draw up and update a list of Member States, zones or compartments declared disease-free in accordance with rules 49 or sub-rule 50 (3), and shall make the list publicly available.
52. When declared free from one or more non-exotic diseases listed in Part II of Schedule IV in accordance with rule49, the competent authority may discontinue targeted surveillance and maintain its disease-free status provided that the conditions
conducive to clinical expression of the disease in question exist, and the relevant provisions of these Rules are implemented:
Provided that, for disease-free zones or compartments within the territory of Malta not declared disease-free, and in all cases where
conditions are not conducive to clinical expression of the disease in question, targeted surveillance shall be continued in accordance
with the methods provided for in sub-rules 49 (3) or 50 (4) as appropriate, but at a level commensurate with the degree of risk.
(2) Where the epizootic investigation provided for in sub-rule 29 (1) confirms that the suspected breach has not taken place, the
disease-free status of the zone or compartment within the territory of Malta shall be restored.
(3) Where the epizootic investigation confirms a
significant likelihood that infection has occurred, the disease-free status of the zone or compartment within the territory of Malta shall be withdrawn, in accordance with the procedure under which that status was declared. The requirements laid down in Schedule V shall be complied with before the disease-free status is restored.
CHAPTER VIIICompetent Authorities and Laboratories54. (1) The territory of Malta shall designate its competent authorities for the purposes of these rules and shall notify the Commission thereof and the competent authorities shall operate and perform their duties in accordance with Regulation (EC) No.882/2004.
(2) Effective and continuous cooperation based on the free exchange of information relevant to the implementation of these rules
shall be established between the competent authority and any of its other authorities involved in regulating aquaculture, aquatic
animals, and food and feed of aquaculture origin. Such information shall also, to the extent necessary, be exchanged between the
competent authorities of the different Member States.
(3) The competent authorities shall have access to adequate laboratory services and state-of-the-art know-how in risk analysis
and epidemiology, having a free exchange of any information relevant to the implementation of these rules between the competent authorities
and laboratories.
(2) Community reference laboratories for aquatic animal diseases shall comply with the functions and duties laid down in
Part I of Schedule VI.
(3) The Commission shall review the designation of the Community reference laboratories by the end of the period referred to in
sub-rule (1) hereof at the latest, in the light of their compliance with the functions and duties referred to in sub-rule (2) hereof.
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General obligations.
Community reference laboratories.
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National reference laboratories.
Diagnostic services and methods.
56. (1) A national reference laboratory shall be designated by the competent authority for each of the Community reference laboratories referred to in rule 55 and the competent authority may designate a laboratory situated in another Member State or EFTA Member State, and a single laboratory may be the national reference laboratory for more than one Member State.(2) The competent authority shall inform the Commission with the name and address of each designated national reference laboratory,
the relevant Community reference laboratory and other Member States, including any updates hereto.
(3) The national reference laboratory shall liaise with the relevant Community reference laboratory provided for in rule
55.
(4) The national reference laboratory shall collaborate with any laboratory designated in accordance with rule 57 in order to ensure
an efficient diagnostic service in accordance with the requirements of these rules.
(5) Any national reference laboratory within the territory of Malta shall be adequately equipped and staffed with the
appropriate numbers of trained personnel to carry out the laboratory investigations required in accordance with these rules and shall
comply with the functions and duties laid down in Part II of Schedule VI.
(a) laboratory examinations for the purposes of these rules are carried out in laboratories designated for such purpose by the
competent authority;
(b) laboratory examinations in the case of suspicion and to confirm the presence of the diseases listed in Part II of Schedule
IV are carried out by diagnostic methods to be established in accordance with the procedure referred to in sub-rule 62 (2); and
(c) laboratories designated for diagnostic services in accordance with this rule shall comply with the functions and duties laid
down in Part III of Schedule VI.
(2) Experts from the Commission may also carry out on-the-spot inspections, including audits, in third countries, in cooperation
with the competent authorities of the third country concerned, in order to verify conformity with or equivalence to Community aquatic
animal health rules.
(3) Where a serious animal health risk is identified during a Commission inspection, the competent authority shall immediately
take all measures necessary to safeguard animal health:
Provided that, where such measures are not taken, or where they are considered to be insufficient, the measures necessary to safeguard
animal health shall be adopted in accordance with the procedure referred to in sub-rule 62 (3) and the competent authority shall
be informed thereof.
56 (2) available by electronic means shall be in place.
(2) The Commission shall, in accordance with the procedure referred to in sub-rule 62 (2), adopt detailed rules for the implementation
of sub-rule (1) hereof in order to facilitate the interoperability of information systems and use of procedures by electronic means
between Member States.
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Community inspections and audits.
Electronic management.
Penalties.
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CHAPTER XAmendments, Detailed Rules and Committee ProcedureAmendments and detailed rules.
Committee procedure.
61. (1) Sub-rule 50 (2) may be amended in accordance with the procedure referred to in sub-rule 62 (2).(2) The Schedules to these rules may be amended in accordance with the procedure referred to in sub-rule 62 (2).
(3) The measures necessary for the implementation of these rules shall be adopted in accordance with the procedure referred
to in sub-rule 62 (2).
(2) Where reference is made to this sub-rule, articles
5 and 7 of Decision 1999/468/EC shall apply and the period laid down in sub-article 5 (6) of Decision 1999/468/EC shall be set at
three months.
(3) Where reference is made to this sub-rule, articles
5 and 7 of Decision 1999/468/EC shall apply and the period laid down in sub-article 5 (6) of Decision 1999/468/EC shall be set at
15 days.
(4) The Committee shall adopt its Rules of Procedure.
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In addition to the definitions in rule 3, the following technical definitions shall
apply:
“common biosecurity system” means that the same aquatic animal health surveillance, disease prevention, and disease control measures
are applied;
“compartment” means one or more farms under a common biosecurity system containing an aquatic animal population with a distinct
health status with respect to a specific disease;
“containment area” means an area around an infected farm or mollusc farming area where disease control measures are applied with
the purpose of preventing the spread of the disease;
“disease” means a clinical or non-clinical infection with one or more aetiological agents in aquatic animals;
“disease-free zones or compartments” means zones or compartments declared disease-free in accordance with rules 49 or 50;
“emerging disease” means a newly identified serious disease, the cause of which may or may not yet be established, that has the
potential to be spread within and between populations, such as by way of trade in aquatic animals and/ or aquatic animal products.
It also means a listed disease identified in a new host species not yet included in Part II of Schedule IV as a susceptible species;
“epidemiological unit” means a group of aquatic animals that share approximately the same risk of exposure to a disease agent
within a defined location. This risk may be because they share a common aquatic environment, or because management practices make
it likely that a disease agent in one group of animals would quickly spread to another group of animals;
“fallowing” means, for disease management purposes, an operation where a farm is emptied of aquaculture animals susceptible to
the disease of concern or known to be capable of transferring the disease agent, and, where feasible, of the carrying water;
“further processing” means processing of aquaculture animals before human consumption by any type of measures and techniques affecting
anatomical wholeness, such as bleeding, gutting/evisceration, heading, slicing
B 326 VERŻJONI ELETTRONIKA
and filleting, which produces waste or by-products and could cause a risk of
spreading diseases;
“increased mortality” means unexplained mortalities significantly above the level of what is considered to be normal for the farm
or mollusc farming area in question under the prevailing conditions. What is considered to be increased mortality shall be decided
in cooperation between the farmer and the competent authority;
“infected zone or compartment” means zones or compartments where the infection is known to occur;
“infection” means the presence of a multiplying, or otherwise developing, or latent disease agent in, or on, a host;
“quarantine” means maintaining a group of aquatic animals in isolation with no direct or indirect contact with other aquatic animals,
in order to undergo observation for a specified length of time and, where appropriate, testing and treatment, including proper treatment
of the effluent waters;
“susceptible species” means any species in which infection by a disease agent has been demonstrated by natural cases or by experimental
infection that mimics the natural pathways;
“vector” means a species that is not susceptible to a disease but which is capable of spreading infection by conveying pathogens
from one host to another;
“zone” means a precise geographical area with a homogeneous hydrological system comprising part of a water catchment area from
the source or sources to a natural or artificial barrier that prevents the upward migration of aquatic animals from lower stretches
of the water catchment area, an entire water catchment area from its source or sources to its estuary, or more than one water catchment
area, including their estuaries, due to the epidemiological link between the catchment areas through the estuary.
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Information Required in the Official Register of Aquaculture ProductionBusinesses and Authorised Processing EstablishmentsPART IAuthorised Aquaculture Production Business1. The following minimum information on each aquaculture production business shall be kept by the competent authority in
a register, as provided for in rule
6:
(a) the name and addresses of the aquaculture production business, and contact details (telephone, facsimile, e-mail);
(b) the registration number and particulars of the authorisation delivered (that is, dates for specific authorisations, identification
codes or numbers, specified conditions for production, any other matter relevant to the authorisations);
(c) the geographical position of the farm defined by a suitable system of
coordinates of all farm-sites (if possible, GIS coordinates);
(d) the purpose, type (that is, type of culture system, or facilities such as land-based facilities, sea cages, earth ponds) and
maximum volume of production where this is regulated;
(e) for continental farms, dispatch centres and purification centres,
details on the farm’s water supply and discharges;
(f) the species of aquaculture animals reared at the farm (for multi- species farms or ornamental farms, it shall as a minimum
be registered whether any of the species are known to be susceptible to diseases listed in Part II of Schedule IV, or known vectors
of such diseases);
(g) updated information on the health status (that is, if the farm is disease-free (located in a Member State, zone or compartment),
where the farm is under a programme with a view of achieving such status, or where the farm is declared infected by a disease referred
to in Schedule IV).
2. Where an authorisation is granted to a mollusc farming area in accordance with the second sub-paragraph of sub-rule 4 (1), the
data required pursuant to point
1 (a) of this part shall be recorded for all aquaculture production businesses which operate within the mollusc farming area. The
data required pursuant to points 1 (b) to
1 (g) of this part shall be recorded at mollusc farming area level.
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The following minimum information on each authorised processing establishment shall be kept by the competent authority in a register,
as provided for in rule 6:
(a) the name and addresses of the authorised processing establishment, and contact details (telephone, facsimile, e-mail);
(b) the registration number and particulars of the authorisation delivered (that is, dates for specific authorisations, identification
codes or numbers, specified conditions for production, any other matter relevant to the authorisations);
(c) the geographical position of the processing establishment defined by a
suitable system of coordinates (if possible GIS coordinates);
(d) details on the authorised processing establishment’s water effluent
treatment systems;
(e) the species of aquaculture animals handled in the authorised processing establishment.
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A high-risk farm or mollusc farming area is a farm or mollusc farming area which:
(a) has a high risk of spreading diseases to or contracting diseases from other farms or wild stocks;
(b) operates under farming conditions which could increase the risk of disease outbreaks (high biomass, low water quality), taking
into account the species present;
(c) sells live aquatic animals for further farming or restocking.
A medium-risk farm or mollusc farming area is a farm or mollusc farming area which:
(a) has medium risk of spreading diseases to or contracting diseases from other farms or wild stocks;
(b) operates under farming conditions which would not necessarily increase the risk of disease outbreaks (medium biomass and water
quality), taking into account the species present;
(c) sells live aquatic animals mainly for human consumption.
A low-risk farm of mollusc farming area is a farm or mollusc farming area which:
(a) has a low risk of spreading diseases to or contracting diseases from other farms or wild stocks;
(b) operates under farming conditions which would not increase the risk of disease outbreaks (low biomass, good water quality),
taking into account the species present;
(c) sells live aquatic animals for human consumption only. Types of health surveillance
Passive surveillance shall include mandatory immediate notification of the occurrence or suspicion of specified diseases or of any
increased mortalities. In such cases investigation in accordance with Section 2 of Chapter V shall be required.
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Active surveillance shall include:
(a) routine inspection by the competent authority or by other qualified
health services on behalf of the competent authorities;
(b) examination of the aquaculture animal population on the farm or in the mollusc farming area for clinical disease;
(c) diagnostic samples to be collected on suspicion of a listed disease or observed increased mortality during inspection;
(d) mandatory immediate notification of occurrence or suspicion of specified diseases or of any increased mortalities.
Targeted surveillance shall include:
(a) routine inspection by the competent authority or by other qualified
health services on behalf of the competent authorities;
(b) prescribed samples of aquaculture animals to be taken and tested for
specific pathogen(s) by specified methods;
(c) mandatory immediate notification of occurrence or suspicion of specified diseases or of any increased mortalities.
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A. Exotic diseases shall meet the following criteria laid down in point 1 and either point 2 or 3.
1. The disease is exotic to the Community, that is, the disease is not established in Community aquaculture, and the pathogen
is not known to be present in Community waters.
2. It has potential for significant economic impact if introduced into the Community, either by production losses in Community
aquaculture or by restricting the potential for trade in aquaculture animals and products thereof.
3. It has potential for detrimental environmental impact if introduced into the Community, to wild aquatic animal populations
of species, which are an asset worth protecting by Community law or international provisions.
B. Non-exotic diseases shall meet the following criteria laid down in points
1, 4, 5, 6, 7, and 2 or 3.
1. Several Member States, or regions in several Member States, are free
of the specific disease.
2. It has potential for significant economic impact if introduced into a Member State free of the disease, either by production
losses, and annual costs associated with the disease and its control exceeding 5% of the value of the production of the susceptible
aquaculture animal species production in the region, or by restricting the possibilities for international trade in aquaculture animals
and products thereof.
3. The disease has shown, where it occurs, to have a detrimental environmental impact if introduced into a Member State free of
the disease, to wild aquatic animal populations of species that is an asset worth protecting under Community law or international
provisions.
4. The disease is difficult to control and contain at farm or mollusc
farming area level without stringent control measures and trade restrictions.
5. The disease may be controlled at Member State level, experience having shown that zones or compartments free of the disease
may be established and
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maintained, and that this maintenance is cost-beneficial.
6. During placing on the market of aquaculture animals, there is a risk that the disease will establish itself in a previously
uninfected area.
7. Reliable and simple tests for infected aquatic animals are available. The tests must be specific and sensitive and the testing
method harmonised at Community level.
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Requirements for Declaring a Member State, Zone or Compartment Disease- FreePART IDisease-Free Member State1. On historical grounds
1.1. A Member State where susceptible species are present, but where there has not been any observed occurrence of the disease
for at least for a period of
10 years before the date of application for the disease-free status despite conditions that are conducive to its clinical expression
may be considered disease-free where:
(a) basic biosecurity measure conditions have been in place continuously for at least a period of 10 years before the date of application
for the disease-free status;
(b) infection is not known to be established in wild populations;
(c) the implementation of trade and imports conditions to prevent the introduction of the disease into the Member State is effective.
A Member State wishing to benefit from a disease-free status, shall submit an application in accordance with rule 49 before 1 November
2008. After this date, disease-free status may only be granted in accordance with Part I.2.
1.2. The basic biosecurity measures referred to in point 1.1 (a) shall consist, as a minimum, of the following:
(a) the disease is compulsorily notifiable to the competent authority, including notification of suspicion;
(b) an early detection system is in place throughout the Member State, enabling the competent authority to undertake effective
disease investigation and reporting, and ensuring in particular:
(i) the rapid recognition of any clinical signs consistent with the
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suspicion of a disease, emerging disease, or unexplained mortality in farms or molluscs farming areas, and in the wild;
(ii) the rapid communication of the event to the competent authority with the aim to activating diagnostic investigation with
minimum delay.
1.3. The early detection system referred to in point 1.2 (b) shall include at least the following:
(a) broad awareness, among the personnel employed in aquaculture businesses or involved in the processing of aquaculture animals,
of any signs consistent with the presence of a disease, and training of veterinarians or aquatic animal health specialists in detecting
and reporting unusual disease occurrence;
(b) veterinarians or aquatic animal health specialists trained in recognising and reporting suspicious disease occurrence;
(c) access by the competent authority to laboratories with the facilities for diagnosing and differentiating listed and emerging
diseases.
2. Based on targeted surveillance
A Member State where the last known clinical occurrence was within 10 years before the date of application for the disease-free status
or where the infection status prior to targeted surveillance was unknown, for example because of the absence of conditions conducive
to clinical expression, may be considered free of the specific disease where:
(a) the Member State meets the basic disease control conditions laid down in point 1.2; and
(b) targeted surveillance in accordance with methods adopted pursuant to sub-rule 49 (3), has been in place for at least a period
of two years without detection of the disease agent on farm, or in mollusc farming areas that rears any of the susceptible species.
Where there are parts of the Member State in which the number of farms, or molluscs farming areas is limited, and consequently targeted
surveillance in these parts do not provide sufficient epidemiological data, but in which there are wild populations of any of the
susceptible species, those wild populations shall be included in the targeted surveillance.
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1. Zones
1.1. A zone may comprise:
(a) an entire water catchment area from its source to its estuary; or
(b) part of a water catchment area from the sources to a natural or artificial barrier that prevents the upward migration of aquatic
animals from lower stretches of the water catchment area; or
(c) more than one water catchment area, including their estuaries, due to the epidemiological link between the catchment areas
through the estuary.
The geographical demarcation of the zone shall be clearly identified on a map.
1.2. Where a zone extends over more than one Member State, it may not be declared a disease-free zone unless the conditions outlined
in points 1.3, 1.4 and
1.5 apply to all areas of that zone. In that case both Member States concerned shall apply for approval for the part of the zone situated
in their territory.
1.3. A zone where susceptible species are present, but where there has not been any observed occurrence of the disease for at
least a period of 10 years before the date of application for the disease-free status, despite conditions that are conducive to its
clinical expression, may be considered disease-free if it complies mutatis mutandis with the requirements laid down in Part I.1.
A Member State wishing to benefit from a disease-free status shall notify its intention in accordance with sub-rule 50 (2) before
1 November 2008. After this date, disease-free status may only be granted in accordance with Part I.2.
1.4. A zone where the last known clinical occurrence was within a period of 10 years before the date of application for the disease-free
status or where the infection status prior to targeted surveillance was unknown, for example because of the absence of conditions
conducive to clinical expression, may be considered disease-free where it complies mutatis mutandis with the requirements laid down
in Part I.2.
1.5. A buffer zone in which a monitoring programme is carried out shall be established, as appropriate. The demarcation of the
buffer zones shall be such that it protects the disease-free zone from passive introduction of the disease.
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2. Compartments comprising one or more farms or mollusc farming areas where the health status regarding a specific disease is
dependent on the health status regarding that disease of surrounding natural waters
2.1. A compartment may comprise one or more farms, a group or cluster of farms or a mollusc farming area that may be considered
as one epidemiological unit due to its geographical localisation and distance from other groups or clusters of farms or mollusc farming
areas, provided that all farms comprising the compartment fall within a common biosecurity system. The geographical demarcation of
a compartment shall be clearly identified on a map.
2.2. A compartment where susceptible species are present, but where there has not been any observed occurrence of the disease
for at least a period of 10 years before the date of application for the disease-free status despite conditions that are conducive
to its clinical expression, may be considered disease-free if it complies mutatis mutandis with the requirements in Part I.1 of this
Schedule.
Member States wishing to benefit from this provision shall notify their intention in accordance with sub-rule 50 (2) before 1 November
2008. After this date, disease-free status may only be granted in accordance with Part I.2.
2.3. A compartment where the last known clinical occurrence was within 10 years before the date of application for the disease-free
status, or where the infection status in the compartment or in the waters surrounding the compartment prior to targeted surveillance
was unknown, for example because of the absence of conditions conducive to clinical expression, may be considered disease-free if
it complies mutatis mutandis with the requirements laid down in Part I.2.
2.4. Each farm or mollusc farming area in a compartment shall be subject to additional measures imposed by the competent authority,
when considered necessary to prevent the introduction of diseases. Such measures may include the establishment of a buffer zone around
the compartment in which a monitoring programme is carried out, and the establishment of additional protection against the intrusion
of possible pathogen carriers or vectors.
3. Compartments comprising one or more individual farms where the health status regarding a specific disease is independent of
the health status regarding that disease of the surrounding natural waters.
3.1. A compartment may comprise:
(a) an individual farm which may be considered a single epidemiological unit, as it is not influenced by the animal health status
in the surrounding waters; or
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(b) more than one farm where each farm in the compartment complies with the criteria laid down in point 3.1 (a) and points 3.2
to 3.6, but, due to extensive movement of animals between farms, shall be considered as a single epidemiological unit, provided that
all farms are under a common biosecurity system.
3.2. A compartment shall be supplied with water:
(a) through a water treatment plant inactivating the relevant pathogen in order to reduce the risk of the introduction of the disease
to an acceptable level; or
(b) directly from a well, a borehole or a spring. Where such water supply is situated outside the premises of the farm, the water
shall be supplied directly to the farm, and be channelled through a pipe.
3.3. There shall be natural or artificial barriers that prevent aquatic animals
from entering each farm in a compartment from the surrounding watercourses.
3.4. The compartment shall, where appropriate, be protected against
flooding and infiltration of water from the surrounding watercourses.
3.5. The compartment shall comply, mutatis mutandis, with the requirements laid down in Part I.2.
3.6. A compartment shall be subject to additional measures imposed by the competent authority, when considered necessary to prevent
the introduction of diseases. Such measures may include the establishment of additional protection against the intrusion of possible
pathogen carriers or vectors.
3.7. Implementing measures concerning point 3.2 (a) shall be laid down in accordance with the procedure referred to in sub-rule
62 (2).
4. Special provisions for individual farms which commence or recommence their activities
4.1. A new farm, which meets the requirements referred to in points
3.1 (a) and 3.2 to 3.6, but which commences its activities with aquaculture animals from a compartment declared disease-free may be
considered disease-free without undergoing the sampling required for approval.
4.2. A farm which recommences its activities after a break with aquaculture animals from a compartment declared disease-free,
and meets the requirements referred to in points 3.1 (a) and 3.2 to 3.6, may be considered disease- free without undergoing the sampling
required for approval, provided that:
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(a) the health history of the farm over the last four years of its operation is known to the competent authority; however, if the
farm concerned has been in operation for less than four years, the actual period in which it has been in operation will be taken
into account;
(b) the farm has not been subject to animal-health measures in respect of the diseases listed in Part II of Schedule IV and there
have been no antecedents of those diseases on the farm;
(c) prior to the introduction of the aquaculture animals, eggs or gametes, the farm is cleaned and disinfected, followed, as necessary,
by a period of fallowing.
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1. In order to be designated as a Community reference laboratory in accordance
with rule 55, laboratories shall fulfil the following requirements. They must:
(a) have suitably qualified staff with adequate training in diagnostic and analytical techniques applied in their area of competence,
including trained personnel available for emergency situations occurring within the Community;
(b) possess the equipment and products needed to carry out the tasks assigned to them;
(c) have an appropriate administrative infrastructure;
(d) ensure that their staff respect the confidential nature of certain
subjects, results or communications;
practices;
(e) have sufficient knowledge of international standards and
(f) have available, as appropriate, an updated list of available reference substances and reagents and an updated list of manufacturers
and suppliers of such substances and reagents;
level.
(g) take account of research activities at national and Community
2. However, the Commission may designate only laboratories that operate and are assessed and accredited in accordance with the
following European Standards, account being taken of the criteria for different testing methods laid down in these Rules:
(a) EN ISO/IEC 17025 on ‘General requirements for the competence of testing and calibration laboratories’;
(b) EN 45002 on ‘General criteria for the assessment of testing laboratories’;
(c) EN 45003 on ‘Calibration and testing laboratory accreditation
B 340 VERŻJONI ELETTRONIKA
system - General requirements for operation and recognition’.
3. The accreditation and assessment of testing laboratories referred to in paragraph 2 may relate to individual tests or groups
of tests.
4. For one or more of the diseases under their responsibility, the Community reference laboratories may take advantage of the
skills and capacity of laboratories in other Member States or EFTA Member States, provided that the laboratories concerned comply
with the requirements laid down in points 1, 2 and 3 of this Schedule. Any intention to take advantage of such cooperation shall
be part of the information provided as a basis for the designation in accordance with sub-rule 55 (1). However, the Community reference
laboratory shall remain the contact point for the National reference laboratories in the Member States, and for the Commission.
5. The Community reference laboratories shall:
(a) coordinate, in consultation with the Commission, the methods employed in the Member States for diagnosing the disease concerned,
specifically by:
(i) typing, storing and, where appropriate, supplying strains of the pathogen of the relevant disease to facilitate the diagnostic
service in the Community,
(ii) supplying standard sera and other reference reagents to the national reference laboratories in order to standardise the tests
and reagents used in each Member State, where serological tests are required,
(iii) organising periodic comparative tests (ring tests) of diagnostic procedures at Community level with the national reference
laboratories designated by the Member States, in order to provide information on the methods of diagnosis used and the results of
tests carried out in the Community;
(iv) retaining expertise on the relevant disease pathogen and other pertinent pathogens to enable rapid differential diagnosis;
(b) assist actively in the diagnosis of outbreaks of the relevant disease in Member States by receiving pathogen isolates for
confirmatory diagnosis, characterisation and epizootic studies;
(c) facilitate the training or retraining of experts in laboratory diagnosis with a view to harmonising diagnostic techniques throughout
the Community;
B 341
(d) collaborate, as regards methods of diagnosing animal diseases falling within their areas of competence, with the competent
laboratories in third countries where those diseases are prevalent;
(e) collaborate with the relevant OIE reference laboratories with regard to exotic diseases listed in Part II of Schedule
IV under their responsibility;
(f) collate and forward information on exotic and endemic diseases, that are potentially emerging in Community aquaculture.
1. The national reference laboratories designated pursuant to rule 56 shall be responsible for coordinating the diagnostic standards
and methods within their field of responsibility in the Member State concerned. These national reference laboratories shall:
(a) undertake to notify, without delay, the competent authority whenever the laboratory is aware of a suspicion of any of the diseases
referred to in Schedule IV;
(b) coordinate, in consultation with the relevant Community reference laboratory, the methods employed in Member States for diagnosing
the diseases concerned under their responsibility;
(c) assist actively in the diagnosis of outbreaks of the relevant disease by receiving pathogen isolates for confirmatory diagnosis,
characterisation and epizootic studies;
(d) facilitate the training or retraining of experts in laboratory diagnosis with a view to harmonising diagnostic techniques throughout
the Member State;
(e) ensure confirmation of positive results of all outbreaks of exotic diseases listed in Part II of Schedule IV, and of primary
outbreaks of non-exotic diseases listed in that Schedule;
(f) organise periodic comparative tests (ring tests) of diagnostic procedures at national level with the laboratories designated
by the Member States in accordance with rule 57, in order to provide information on the
B 342 VERŻJONI ELETTRONIKA
methods of diagnosis used and the results of tests carried out in the Member
State;
(g) cooperate with the Community reference laboratory referred to in rule 55 and participate in the comparative tests organised
by the Community reference laboratories;
(h) ensure a regular and open dialogue with their national competent authorities;
(i) operate and be assessed and accredited in accordance with the following European Standards account being taken of the criteria
for different testing methods laid down in these Rules:
(i) EN ISO/IEC 17025 on ‘General requirements for the competence of testing and calibration laboratories’;
(ii) EN 45002 on ‘General criteria for the assessment of testing laboratories’;
(iii) EN 45003 on ‘Calibration and testing laboratory accreditation system - General requirements for operation and recognition’.
2. The accreditation and assessment of testing laboratories referred to in point
1 (i) may relate to individual tests or groups of tests.
3. The Member States may designate national reference laboratories which do not comply with the requirements referred to in point
1 (i)(i) of this Part, where operation under EN ISO/IEC 17025 is practically difficult, provided the laboratory operates under quality
assurance in line with the guidelines in ISO 9001.
4. Member States may authorise a national reference laboratory situated on their territory to take advantage of the skills and
capacity of other laboratories designated pursuant to rule 57, for one or more of the diseases under their responsibility, provided
that these laboratories comply with the relevant requirements of this Part. However, the national reference laboratory shall remain
the contact point for the central competent authority of the Member State, and for the Community reference laboratory.
1. The competent authority of a Member State shall designate only laboratories for diagnostic services pursuant to rule 57 that fulfil the following requirements. They must:
VERŻJONI ELETTRONIKAB 343
(a) undertake to notify, without delay, the competent authority whenever a laboratory is aware of a suspicion of any of the diseases
referred to in Schedule IV;
(b) undertake to participate in comparative tests (ring-tests) of diagnostic procedures arranged by the national reference laboratory;
(c) operate and be assessed and accredited in accordance with the following European Standards account being taken of the criteria
for different testing methods laid down in these rules:
(i) EN ISO/IEC 17025 on ‘General requirements for the competence of testing and calibration laboratories’;
(ii) EN 45002 on ‘General criteria for the assessment of testing laboratories’;
(iii) EN 45003 on ‘Calibration and testing laboratory accreditation system - General requirements for operation and recognition’.
2. The accreditation and assessment of testing laboratories referred to in paragraph 1 (c) may relate to individual tests or groups
of tests.
3. The Member States may designate laboratories which do not comply with the requirements referred to in point 1 (c)(i) of this
Part, where operation under EN ISO/IEC 17025 is practically difficult, provided that the laboratory operates under quality assurance
in line with the guidelines in ISO 9001.
4. The competent authority shall cancel the designation where the conditions
referred to in this Schedule are no longer fulfilled.
B 344 VERŻJONI ELETTRONIKA
Member States shall ensure that contingency plans meet at least the following requirements:
1. Provision must be made to ensure the legal powers needed to implement contingency plans and put into effect a rapid and successful
eradication campaign;
2. Provision must be made to ensure access to emergency funds, budgetary means and financial resources in order to cover all aspects
of the fight against exotic diseases listed in Part II of Schedule IV;
3. A chain of command must be established to guarantee a rapid and effective decision-making process for dealing with exotic diseases
listed in Schedule IV or emerging diseases. A central decision-making unit must be in charge of the overall direction of control
strategies;
4. Detailed plans must be available for Member States to be prepared for the immediate establishment of local disease control
centres in the event of an outbreak of exotic diseases listed in Part II of Schedule IV or emerging diseases and to implement disease
control and environment protection measures at a local level;
5. Member States must ensure cooperation between the competent authorities and competent environmental authorities and bodies
in order to ensure that actions on veterinary and environmental safety issues are properly coordinated;
6. Provision must be made for adequate resources to ensure a rapid and effective campaign, including personnel, equipment and
laboratory capacity;
7. An up-to-date operations manual must be available, with a detailed, comprehensive and practical description of all the actions,
procedures, instructions and control measures to be employed in handling exotic diseases listed in Part II of Schedule IV or emerging
diseases;
8. Detailed plans must be available for emergency vaccination, where appropriate;
9. Staff must be regularly involved in training in clinical signs, epidemiological enquiry and control of epizootic diseases,
in real-time alert exercises, and in training in communication skills to provide ongoing disease
awareness campaigns for authorities, farmers and veterinarians;
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10. Contingency plans must be prepared that take into account the resources needed to control a large number of outbreaks occurring
within a short period of time;
11. Without prejudice to the veterinary requirements laid down in Regulation (EC) No 1774/2002, contingency plans must be prepared
to ensure that, in the event of an outbreak of diseases, any mass disposal of aquatic animal carcases and aquatic animal waste is
done without endangering animal and human health, using processes or methods which prevent damage to the environment and in particular:
(i) with minimum risk to soil, air, surface and groundwater, and to plants and animals;
(ii) with minimum nuisance caused by noise or odours;
(iii) with minimum adverse effects on the nature or places of special interest;
12. Such plans must include the identification of appropriate sites and undertakings for the treatment or disposal of animal carcasses
and animal waste in the event of an outbreak in accordance with Regulation (EC) No 1774/2002.
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